Compliance Administrator

Posted 12/04/2024 by Anderson Knight

Location:
Glasgow, Glasgow City
Salary/Rate:
£22,000/annum

Anderson Knight are pleased to be working with a financial services company based in Glasgow. They're looking to recruit a compliance administrator to join heir Legal Team.

Key Responsibilities:

As a Compliance Administrator, you will play a pivotal role in ensuring adherence to regulatory standards and maintaining customer satisfaction. Your responsibilities will include:

  • Logging and managing CMC complaints and customer commission complaints in accordance with company procedures and standards.
  • Proactively managing team shared inboxes to ensure queries and complaints are logged or directed correctly, following FCA guidelines.
  • Delivering professional and efficient service to both internal and external customers, embodying values to foster strong relationships within the organisation.
  • Communicating with third parties and customers via email and telephone to gather necessary information.
  • Providing support for wider Compliance Team activities as needed.

Essential Experience:

  • Attention to detail 
  • Strong communication skills
  • Experience using Microsoft applications 
  • Ideally worked in Financial Services before 
Type:
Permanent
Start Date:
1/04/2024
Contract Length:
N/A
Job Reference:
MD01
Job ID:
221286265

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