Compliance Administrator
Posted 12/04/2024 by Anderson Knight
Anderson Knight are pleased to be working with a financial services company based in Glasgow. They're looking to recruit a compliance administrator to join heir Legal Team.
Key Responsibilities:
As a Compliance Administrator, you will play a pivotal role in ensuring adherence to regulatory standards and maintaining customer satisfaction. Your responsibilities will include:
- Logging and managing CMC complaints and customer commission complaints in accordance with company procedures and standards.
- Proactively managing team shared inboxes to ensure queries and complaints are logged or directed correctly, following FCA guidelines.
- Delivering professional and efficient service to both internal and external customers, embodying values to foster strong relationships within the organisation.
- Communicating with third parties and customers via email and telephone to gather necessary information.
- Providing support for wider Compliance Team activities as needed.
Essential Experience:
- Attention to detail
- Strong communication skills
- Experience using Microsoft applications
- Ideally worked in Financial Services before
- Type:
- Permanent
- Start Date:
- 1/04/2024
- Contract Length:
- N/A
- Contact Name:
- Login or register to view
- Telephone:
- Login or register to view
- Job Reference:
- MD01
- Job ID:
- 221286265
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